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Appellate Practice
Chaffe McCall’s Appellate
Practice Section represents clients at all levels of Louisiana
and federal appellate courts, including the United States
Supreme Court. The Section’s attorneys not only work closely
with fellow litigators within our firm, but also draft appellate
briefs and writ applications with other lawyers and firms who
have tried cases independently. We consult with trial counsel
before and during district court proceedings to assist in
formulating strategies and preserving issues in anticipation of
possible appellate review later in the case. We likewise appear
for amici curiae on critical issues in cases pending on
appeal or writ review that affect their industries and
interests.
Our Section’s focus on appellate practice offers distinct
advantages to our clients:
· Knowledge:
We are fully conversant with the intricacies of appellate
jurisdiction, rules, procedures, and standards of review.
· Objectivity:
From our unique perspective as appellate practitioners, we
analyze and evaluate trial records objectively, providing a
strong complement to trial attorneys in identifying appealable
issues and assignments of error.
· Advocacy:
As dedicated legal researchers and writers, we craft, document,
and support arguments designed to interest, convince, and
persuade appellate judges.
Federal Courts
Our
motion, appeal, and writ practice in civil cases encompasses
virtually all substantive areas of the law, including commercial
litigation, admiralty and maritime, employment, insurance, oil
and gas, and products-liability law. We have experience in
representing clients on review of both final and interlocutory
judgments, including petitions for mandamus, appeals certified
under Fed. R. Civ. P. 54(b) and 28 U.S.C. § 1292(b), and matters
involving class actions, injunctions, and arbitration motions.
Some
examples of our appellate advocacy include the following cases:
· In
Smith v. American Family Life Assurance Company of Columbus,
584 F.3d 212 (5th Cir. 2009), we successfully appealed a ruling
on cross-motions for summary judgment interpreting an accident
insurance policy and secured the dismissal of an action claiming
benefits in excess of those already properly paid according to
the policy’s terms.
· In
Hartz v. Administrators of the Tulane Educational Fund,
275 Fed. Appx. 281 (5th Cir. 2008), a § 1292(b) interlocutory
appeal, we obtained a reversal of the district court’s judgment
that had denied our client’s motion to dismiss for failure to
state a claim in an action alleging sex discrimination and
retaliation under Title VII.
· In
Dutton v. University Healthcare System, L.L.C.,
136 Fed. Appx. 596 (5th Cir. 2005), we won an affirmance of a
summary judgment in favor of our client dismissing an action
under the Americans with Disabilities Act and also obtained an
award of additional attorney’s fees on appeal.
Louisiana State Courts
Louisiana appellate practice
significantly differs from that of other jurisdictions, because
the state’s appellate courts review law and facts. After
finding reversible or manifest error, an appellate court must
conduct an independent review of the trial record and, if the
record is complete, make findings of fact and render judgment,
without remanding the action for a new trial.
Appeal From Final Judgments
We have prosecuted and defended
appeals for our clients in all of the state’s five intermediate
circuit courts of appeal and in the Louisiana Supreme Court in a
variety of cases, including the following representative
matters:
· In
Allied North American Corp. of Texas v. Edgecomb,
09-0113 (La. App. 1 Cir. 6/19/09), 11 So. 3d 1246, we
represented defendant insurance brokers in the district
court and on appeal in an action alleging breach of contract
and unfair trade practices, resulting in the dismissal of
all claims after summary-judgment and bench-trial
proceedings. In an unpublished decision, the appellate
court affirmed the judgment.
· In
Alday v. CSX Transportation, Inc., 929 So. 2d 1094 (La.
App. 4 Cir. 2008), we successfully defended an appeal from an
involuntary dismissal in favor of our client in a bench trial
under the Federal Employers Liability Act, and also prevailed in
opposition to the plaintiff’s application to the Louisiana
Supreme Court for a writ of certiorari.
· In Galjour v. Bank One Equity Investors-Bidco, Inc.,
935 So. 2d 716 (La. App. 4 Cir. 2006), we obtained an affirmance
of a judgment denying class certification in a shareholder
action alleging breach of fiduciary duty arising out of a merger
of two privately held companies.
Appeals From Interlocutory Rulings: Certification
When a judgment of a Louisiana
trial court does not dispose of the entire action, our Appellate
Practice Section confers with trial counsel to determine whether
the judgment is a partial final judgment (which must be promptly
appealed), or an interlocutory judgment (which may be
immediately reviewable through a supervisory writ application or
subject to review later through a subsequent appeal from a final
judgment at the end of the district court proceedings). The
Section also advises whether the judgment can be certified by
the district court as an immediately appealable judgment and, if
so, whether certification and immediate appeal are strategically
preferable to awaiting appellate review after the final
disposition of the entire action.
A good example of certifying a
judgment for immediate appeal is Kimpton Hotel & Restaurant
Group, Inc. and First Orleans Hotel Associates, L.P. v. Liberty
Mutual Fire Insurance Co., 974 So. 2d 72 (La. App. 4 Cir.
2007), where we represented the owner of a hotel in New Orleans
in a claim for insurance proceeds for property losses caused by
Hurricane Katrina. We filed a motion for a partial summary
judgment, asking the district court to find that the limit for
flood losses was triple what the insurer contended that it was,
and the trial court granted the motion. We decided that an
immediate appeal of that judgment by the opposing party would be
preferable to awaiting an appeal from a final judgment resolving
all of the remaining issues after a trial. With the consent of
the opposing party, we prepared a joint motion to certify the
partial summary judgment as a partial final judgment. Our motion
listed five factors required for such a designation and showed
that all five were present. The trial court granted the motion,
the insurer appealed, and the appellate court affirmed the
judgment.
Review of Interlocutory Rulings: Supervisory Writs
In addition to their
jurisdiction in appeals of right, Louisiana’s Courts of Appeal
and Supreme Court have broad discretion to exercise their
supervisory powers over trial courts. The appellate courts often
use this authority to intervene in any stage of a district court
proceeding—before, during, or after trial—to review
interlocutory rulings. In 2008, for example, 1,530 applications
for supervisory writs were filed with Louisiana’s intermediate
appellate courts in civil cases (excluding pro se
litigants), of which 326—more than a fifth—were granted.
Chaffe McCall’s appellate
attorneys have applied for or opposed supervisory writ
applications on numerous interlocutory issues, including the
right to trial by jury, discovery disputes, privilege questions,
stay orders, and denials of exceptions and summary-judgment
motions. For example, in a products-liability action arising out
of a residential fire, we represented the defendant manufacturer
and tried the case before a jury, which brought back a verdict
exonerating our client from liability. When the district judge
ordered a new trial, we sought writ review of that order, and
the Louisiana Fourth Circuit reinstated the verdict in favor of
our client. The plaintiffs later filed an appeal from the zero
verdict, and the appellate court affirmed the judgment in our
client’s favor.
·
In Riverlake New Orleans
Properties, LLC v. The City of New Orleans, 08-0842 (La.
App. 4 Cir. 2008), we successfully opposed supervisory writ
applications in the court of appeal and the supreme court
involving the application of the five-year abandonment provision
of La. Code Civ. Proc. art. 561(A)(2), as amended in 2007.
Federal and State Courts: Post-Judgment Practice and Requests
for Expedited Relief
We are
sometimes first retained as counsel after a district or
appellate court has rendered a judgment. We have the ability
and resources to promptly take whatever remedial action is
available to protect our client’s interests under pressing
deadlines.
· In
Louisiana state court, for example, we were asked to represent a
defendant after the district court had confirmed a default
judgment. We immediately obtained a copy of the record and
identified several procedural errors. We filed an appeal asking
that the judgment be reversed, and the parties settled the case
while the appeal was pending.
· During a state-court criminal trial, the State issued a
subpoena ordering our client to testify as a third-party witness
about privileged communications. We moved to quash the
subpoena, and on a Tuesday morning, the district court ruled
that the communications were indeed privileged, but that the
privilege had been waived by the defendant. Nonetheless, the
court limited the scope of the witness’s testimony about them in
order to avoid undue prejudice. The court gave the State until
three p.m. to file an application for writs in the Louisiana
Fourth Circuit Court of Appeal, and we began to prepare an
opposition in anticipation of that filing. We did not receive a
copy of the State’s application until nine-thirty a.m.
Wednesday, but by ten-thirty a.m., we had revised our opposition
as necessary and filed it in the court of appeal. At the same
time, we began preparing an emergency writ application to the
Louisiana Supreme Court in the event of an adverse ruling. At
eleven a.m., the court of appeal granted the prosecution’s writ
application, reversing the ruling of the district court. At
one-thirty p.m., we filed an emergency application for a writ in
the supreme court, which granted our application later that
Wednesday afternoon, reversing the ruling of the court of appeal
and reinstating the district court’s order. Before the end of
the day, the State had filed an application for a rehearing in
the supreme court. We prepared an opposition that night and
filed it at nine a.m. Thursday morning. The supreme court
denied the application for rehearing, and our client took the
stand Thursday afternoon to give limited testimony without being
required to testify about the substance of the privileged
communications.
· In
federal court, we have represented putative class members who
were adversely affected by judgments in two long-standing class
actions. We immediately moved for leave to opt out of the
classes after the deadline and later moved for relief from
injunctions against our clients’ separate but related
state-court proceedings. The district court denied our motions,
and we appealed to the United States Eleventh Circuit. The
consolidated appeals were fully briefed and scheduled for oral
argument when the parties settled.
Federal and State Courts: Amicus Curiae Briefs
An amicus curiae brief by
an interested non-party in a case on appeal or writ review can
supplement the litigants’ briefing and assist the reviewing
court, especially when the judgment has critical ramifications
and effects on an industry, trade group, or association. An
amicus brief alerts the appellate court to concerns,
considerations, and policies beyond the issues that the named
parties may have briefed on appeal.
Chaffe McCall’s Appellate
Practice Section has represented various amici curiae in
several cases, including the following examples:
· In
Ford Motor Credit Co., LLC v. Dale, 08-20583, 2009 WL
2857998 (5th Cir. 2009), we filed an amicus brief on behalf of
American Financial Services Association and National Automobile
Dealers Association, in support of Ford Motor Credit Company as
appellee, in a case where the Fifth Circuit affirmed the
district court’s judgment that Ford Motor Credit’s security
interest in a vehicle was a “purchase-money security interest”
under § 1325(a) of the Bankruptcy Code.
· In
Hooks v. Kennedy, 961 So. 2d 425 (La. App. 1 Cir.),
writ denied, 967 So. 2d 507 (La. 2007), we represented the
National Association of State Treasurers and the National
Association of Unclaimed Property Administrators as amici
in defending the constitutionality of the Louisiana Unclaimed
Property Act, La. R.S. 9:151, et seq.
· In
Lane v. R.A. Sims, Jr., Inc., 241 F.3d 439 (5th Cir.
2001), we filed an amicus brief for the Association of
American Railroads concerning the application of the Federal
Railroad Safety Act, 49 U.S.C. §§ 20101-20153, and train speed
regulations promulgated thereunder, in a railroad employee’s
action under the Federal Employers’ Liability Act, 49 U.S.C. §§
51-60.
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Chaffe McCall’s Appellate Practice Section is headed by Douglas
L. Grundmeyer, who received a BA from Tulane University in 1970,
an MA in English from the University of New Orleans in 1974, and
a JD from Tulane Law School in 1976, where he was a member of
the Moot Court Board. Before joining Chaffe McCall in 1988,
where he has concentrated his practice almost exclusively on
appellate matters, Doug served as an editor for a national legal
publisher and as a senior law clerk to the Hon. James C. Gulotta,
Chief Judge of the Louisiana Fourth Circuit Court of Appeal. He
was a contributing editor of Vols. 21 and 21A, Am. Jur. 2d,
Criminal Law (Lawyers Co-Op, 1981) and a contributing author of
Louisiana Appellate Practice Handbook (Lawyers Co-Op,
1986). Doug is a member of the Louisiana and American Bar
Associations, the State Bar of California, and the Bars of the
United States Supreme Court and the United States Courts of
Appeals for the First, Fifth, and Eleventh Circuits. He has been
profiled in Who’s Who in America and Who’s Who in
American Law and is a member of the Defense Research
Institute (Appellate Advocacy Committee) and Scribes (the
American Society of Legal Writers). Doug’s phone number is
504-585-7028, and his email address is
.
The partners in Chaffe’s
Appellate Practice Section, Doug Grundmeyer and Jonathan McCall,
are the founding co-chairs of the Appellate Practice Committee
of the New Orleans Bar Association and are listed as "Top
Lawyers of 2009" in appellate practice in
New Orleans
Magazine (Nov. 2009). Jonathan is also named in
Louisiana
Super Lawyers 2010 as one of four appellate lawyers
in Louisiana, and was recognized as one of “New Orleans’ Top 50
Lawyers” by New Orleans CityBusiness (2005).
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